DFX Intelligence

H•••••• H• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

H•••••• H• L•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

BRADENTON, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 21, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	May 21, 2019	n/a	yes	BRADENTON, FL	Current employment
H•••••• A•••• M••••••••• L••	Independent wealth	Mar 19, 2019	May 17, 2019	no	PALMETTEO, FL\|Tampa, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• A•••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 17, 2019	May 21, 2019	4	Firm change	RIA to wirehouse
R•••••• J•••• • A••••••••• I•••	H•••••• A•••• M••••••••• L••	Feb 28, 2019	Mar 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:705:FL:2015-09-25	Sep 25, 2015	Sep 22, 2015	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
May 21, 2019 to presentfactForm ADV
→ H•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 19, 2019 to May 17, 2019factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2015 to Feb 28, 2019factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 2, 2013
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.