DFX Intelligence

N••• P••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

N••• P••••• A••••••

Advisor at S••••• F••••••••• L••

HALLANDALE BEACH, FL

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Search this name across graphsid dfx:ria:58e7c414-0c56-cc20-92f0-12fa574769d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	HALLANDALE BEACH, FL	Current employment
M••••• S••••••	Wirehouse	Jul 8, 2011	Apr 17, 2026	no	CORAL SPRINGS, FL\|Miami, FL\|BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	S••••• F••••••••• L••	Apr 17, 2026	Jul 9, 2026	83	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 8, 2011 to Apr 17, 2026factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
N••• P••••• A•••••• left M••••• S•••••• for S••••• F••••••••• L•• (registered 2026-07-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58e7c414-0c56-cc20-92f0-12fa574769d5
First observed: Jul 8, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.