DFX Intelligence

S••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

S••••• W•••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | Kansas City, MO

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Search this name across graphsid dfx:ria:58f745b8-300b-4efe-6ab3-b4f5b9d996b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Dec 23, 2021	n/a	yes	AUSTIN, TX\|Kansas City, MO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 16, 2021	Dec 22, 2021	no	Shawnee Mission, KS\|FORT MILL, SC\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• A••••••• S•••••••• L••	Dec 22, 2021	Dec 23, 2021	1	Firm change	Ibd to ibd
W•••••• • R•••	L•• F•••••••• L••	Sep 8, 2021	Aug 16, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:6413:KS:2021-08-23	Sep 8, 2021	Aug 16, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Dec 23, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2021 to Dec 22, 2021factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 25, 2019 to Sep 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:58f745b8-300b-4efe-6ab3-b4f5b9d996b0
First observed: Jun 25, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.