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RIA / WealthAdvisor18 years in industry

BRENDAN GILMARTIN MOODY

Advisor at WATERSHED PRIVATE WEALTH

OAK BROOK, IL

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Search this name across graphsid dfx:ria:58fc38e0-fe89-ee23-382e-a3818f2e7b9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WATERSHED PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Apr 29, 2008
First registration: Jul 14, 2008
Dual registered: no
Other names: BRENDAN G MOODY
IAPD individual key: 5466408

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WATERSHED PRIVATE WEALTH	Independent wealth	Sep 16, 2021	n/a	yes	OAK BROOK, IL	Current employment
SPOTLIGHT ASSET GROUP	Former SEC adviser	Mar 13, 2018	Sep 20, 2021	no	OAKBROOK TERRACE, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 8, 2011	Mar 27, 2018	no	OAKBROOK, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jul 14, 2008	Dec 16, 2009	no	OAK BROOK, IL\|DEERFIELD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SPOTLIGHT ASSET GROUP	WATERSHED PRIVATE WEALTH	Sep 20, 2021	Sep 16, 2021	-4	Firm change	RIA to new firm
STRATEGIC ADVISERS LLC	SPOTLIGHT ASSET GROUP	Mar 27, 2018	Mar 13, 2018	-14	Firm change	Ibd to RIA
EQUITABLE ADVISORS, LLC	STRATEGIC ADVISERS LLC	Dec 16, 2009	Jul 8, 2011	569	Firm change after gap	Ibd to ibd

Relationships

Registered with (4)

→ WATERSHED PRIVATE WEALTHRegistered adviserregistration: current employment
Sep 16, 2021 to presentfactForm ADV
→ SPOTLIGHT ASSET GROUPRegistered adviserregistration: previous registration
Mar 13, 2018 to Sep 20, 2021factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 8, 2011 to Mar 27, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 14, 2008 to Dec 16, 2009factForm ADV

Dated events

No dated event names this entity yet.