This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EDWARD JONES

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Apr 9, 2014

First registration

Sep 8, 2021

Dual registered

yes, broker-dealer

Other names

Diana C Canales|DIANA ORTIZ|DEE CANALES|Diana Canales|DIANA CHRISTINA CANALES

IAPD individual key

6053933

• Occurred

  Sep 11, 2024
  Advisor changed firm

  Diana Canales left Wells Fargo Advisors for Edward Jones (registered 2024-09-13)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:59056e7f-c052-230c-cb8e-0e0ca05285e7

First observed

Sep 8, 2021

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.