DFX Intelligence

S••••• L•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner20 years in industry

S••••• L•••• B•••••

Advisor at A••••••••• L••

San Francisco, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59073b21-4886-4578-15a4-eb5e99c28746

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 2
Observed: May 1, 2006 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

S••••• L•••• B•••••

Real estate principal · key crd individual, shared individual crd

Private Equityidentity

S••••• L•••• B•••••

Private equity principal · key crd individual, shared individual crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Aug 6, 2008	n/a	yes	LOS ANGELES, CA\|San Francisco, CA	Current employment
K•• I••••••••• A••••••• L••	n/a	Jan 8, 2008	May 20, 2008	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• A••••••• L••	A••••••••• L••	May 20, 2008	Aug 6, 2008	78	Firm change	Other
K••••• F•••	K•• I••••••••• A••••••• L••	May 10, 2008	Jan 8, 2008

Relationships

Registered with (3)

→ A••••••••• L••Registered adviserregistration: current employment
Aug 6, 2008 to presentfactForm ADV
→ K•• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 8, 2008 to May 20, 2008factForm ADV
→ K••••• F•••Registered adviserregistration: previous registration
May 1, 2006 to May 10, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59073b21-4886-4578-15a4-eb5e99c28746
First observed: May 1, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.