DFX Intelligence

P••• P••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

P••• P••• M••••••

Advisor at L•• F•••••••• L••

••• Locked

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Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2017 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Aug 31, 2026	n/a	yes	Fort Lee, NJ\|Paramus, NJ\|Roseland, NJ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 14, 2023	n/a	yes	BASKING RIDGE, NJ\|DENVILLE, NJ\|DOVER, NJ\|MORRISTOWN, NJ\|NEW PROVIDENCE, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	L•• F•••••••• L••	Apr 28, 2023	Apr 14, 2023	-14	Firm change	Ibd to ibd
M•• S••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 13, 2020	Jan 21, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:6413:NJ:2023-04-21	Apr 28, 2023	Apr 14, 2023	RINGWOOD, NJ	Firm change

Relationships

Registered with (4)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 14, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 21, 2020 to Apr 28, 2023factForm ADV
→ M•• S••••••••• I•••Registered adviser

Dated events

Occurred
Apr 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 4, 2017
Last observed: Sep 22, 2026 41 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.