DFX Intelligence

T••••• W• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

T••••• W• B•••••

Advisor at 1••• W••••• M••••••••• L••

LIGHTHOUSE POINT, FL

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Search this name across graphsid dfx:ria:59222d33-5029-a9f7-2efb-f6a2e57ce405

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1••• W••••• M••••••••• L••	Independent wealth	Apr 15, 2011	n/a	yes	LIGHTHOUSE POINT, FL	Current employment
1••• W••••• M••••••••• L••	Independent wealth	Apr 15, 2010	Dec 31, 2010	no	MIAMI, FL\|LIGHTHOUSE POINT, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• F•••••••• M•••••••••	1••• W••••• M••••••••• L••	Mar 4, 2010	Apr 15, 2010	42	Firm change	Other
F••••• F•••••••• M••••••••• I•••	F••••• F•••••••• M•••••••••	Dec 26, 2008	Mar 27, 2009

Relationships

Registered with (3)

→ 1••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 15, 2010 to Dec 31, 2010factForm ADV
→ F••••• F•••••••• M•••••••••Registered adviserregistration: previous registration
Mar 27, 2009 to Mar 4, 2010factForm ADV
→ F••••• F•••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 28, 2006 to Dec 26, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59222d33-5029-a9f7-2efb-f6a2e57ce405
First observed: Nov 28, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.