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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ST. PETERSBURG, FL | Winter Springs, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 2, 2024 | n/a | yes | ST. PETERSBURG, FL|Winter Springs, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 2, 2009 | Oct 10, 2024 | no | Winter Park, FL|WINTER PARK, FL|Winter Park, FL|Winter Springs, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 13, 2008 | Feb 27, 2009 | no | WINTER PARK, FL|OCALA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Oct 10, 2024 | Oct 2, 2024 | -8 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Feb 27, 2009 | Mar 2, 2009 | 3 | Firm change | Other |