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Advisor at JANNEY MONTGOMERY SCOTT LLC
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Nov 3, 2021 | n/a | yes | Cincinnati, OH | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 9, 2007 | Nov 12, 2021 | no | CINCINNATI, OH|COVINGTON, KY|Cincinnati, OH | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Mar 18, 2004 | Sep 27, 2007 | no | COVINGTON, KY|COVINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | JANNEY MONTGOMERY SCOTT LLC | Nov 12, 2021 | Nov 3, 2021 | -9 | Firm change | Ibd to ibd |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Sep 27, 2007 | Oct 9, 2007 | 12 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:463:OH:2021-11-11 | Nov 12, 2021 | Nov 3, 2021 | CINCINNATI, OH | Firm change |