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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

NEA MEMBER BENEFITS

CRD 138196

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:593a42c0-185b-582c-ba70-4bf6785e18d7

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 23
On other graphs: 0
Observed: Nov 28, 2011 to Jul 29, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $0Item 5.F on the latest filing (2026-07-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 2
Employees: 86
Advisory employees: 19
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 0
High net worth clients: 0
SEC number: 801-64989
CRD: 138196
Filings on the tape: 19
First filed: Nov 28, 2011
Latest filed: Jul 29, 2026
Organised: Other (specify), DC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TAREN DANETTA COLEMAN	n/a	GAITHERSBURG, MD	13	26	4	no
LISA SOTIR OZKAN	n/a	GAITHERSBURG, MD	1	21	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOST, CHERYL, ANN	Director	Na	yes	10/2023	Nov 14, 2024	Nov 14, 2024
CANDELARIA, NOEL	Director	Na	yes	10/2016	Nov 14, 2017	Nov 14, 2024
EVANS, CECILIA	CHIEF FINANCIAL OFFICER	Na	yes	09/2016	Nov 14, 2017	Nov 14, 2024
IVERSON, AIMEE, STRAND	Director	Na	yes	10/2023	Nov 14, 2024	Nov 14, 2024
Lindner, Leona, Suzanne	CHIEF EXECUTIVE OFFICER	Na	yes	12/2022	Nov 16, 2023	Nov 14, 2024
McKim, Brent, Alan	Director	Na	yes	10/2015	Nov 18, 2016	Nov 14, 2024
MOSS, PRINCESS	CHAIR OF THE BOARD OF DIRECTORS	Na	yes	09/2014	Nov 16, 2015	Nov 14, 2024
MULRONEY, CHRISTINE, LEE	Director	Na	yes	10/2023	Nov 14, 2024	Nov 14, 2024
NATIONAL EDUCATION ASSOCIATION	Member	E	yes	06/2020	Nov 28, 2011	Nov 14, 2024
OZKAN, LISA, SOTIR	CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER	Na	yes	09/2005	Nov 28, 2011	Nov 14, 2024
SCHRAM, BARBARA, JEAN	Director	Na	yes	10/2020	Nov 10, 2021	Nov 14, 2024
TARRAGO, CHRISTINE, BARBARA	CHIEF FINANCIAL OFFICER	Na	yes	02/2024	Nov 14, 2024	Nov 14, 2024
Vaughan, James, Greer	Director	Na	yes	10/2021	Nov 16, 2022	Nov 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Nov 14, 2024	n/a	n/a	93	22	0	n/a	n/a
2023	Nov 16, 2023	n/a	n/a	94	23	0	n/a	n/a
2022	Nov 16, 2022	n/a	n/a	99	24	0	n/a	n/a
2021	Nov 10, 2021	n/a	n/a	103	24	0	n/a	n/a
2020	Nov 25, 2020	n/a	n/a	101	23	0	n/a	n/a
2019	Nov 12, 2019	n/a	n/a	102	23	0	n/a	n/a
2018	Oct 26, 2018	n/a	n/a	101	23	0	n/a	n/a
2017	Nov 14, 2017	n/a	n/a	98	23	0	n/a	n/a
2016	Nov 18, 2016	n/a	n/a	98	23	n/a	n/a	n/a
2015	Nov 16, 2015	n/a	n/a	95	23	n/a	n/a	n/a
2014	Nov 13, 2014	n/a	n/a	93	23	n/a	n/a	n/a
2013	Nov 19, 2013	n/a	n/a	98	24	n/a	n/a	n/a
2012	Nov 21, 2012	n/a	n/a	95	24	n/a	n/a	n/a
2011	Nov 28, 2011	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	86	94	0	0

Relationships

Registered with (2)

← LISA SOTIR OZKANAdvisorregistration: current employment
Jan 29, 2025 to presentfactForm ADV
← TAREN DANETTA COLEMANAdvisorregistration: current employment
Nov 2, 2012 to presentfactForm ADV

Controls (13)

← CANDELARIA, NOELOwnerDIRECTOR, ownership code NA, individual
Nov 14, 2017 to Nov 14, 2024factForm ADV
← OZKAN, LISA, SOTIROwnerCHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER, ownership code NA, individual
Nov 28, 2011 to Nov 14, 2024factForm ADV
← MOSS, PRINCESSOwnerCHAIR OF THE BOARD OF DIRECTORS, ownership code NA, individual
Nov 16, 2015 to Nov 14, 2024factForm ADV
← McKim, Brent, AlanOwnerDIRECTOR, ownership code NA, individual
Nov 18, 2016 to Nov 14, 2024factForm ADV
← EVANS, CECILIAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 14, 2017 to Nov 14, 2024factForm ADV
← SCHRAM, BARBARA, JEANOwnerDIRECTOR, ownership code NA, individual
Nov 10, 2021 to Nov 14, 2024factForm ADV
← Vaughan, James, GreerOwnerDIRECTOR, ownership code NA, individual
Nov 16, 2022 to Nov 14, 2024factForm ADV
← Lindner, Leona, SuzanneOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 16, 2023 to Nov 14, 2024factForm ADV
← BOST, CHERYL, ANNOwnerDIRECTOR, ownership code NA, individual
Nov 14, 2024 to Nov 14, 2024factForm ADV
← IVERSON, AIMEE, STRANDOwnerDIRECTOR, ownership code NA, individual
Nov 14, 2024 to Nov 14, 2024factForm ADV
← MULRONEY, CHRISTINE, LEEOwnerDIRECTOR, ownership code NA, individual
Nov 14, 2024 to Nov 14, 2024factForm ADV
← TARRAGO, CHRISTINE, BARBARAOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 14, 2024 to Nov 14, 2024factForm ADV
← NATIONAL EDUCATION ASSOCIATIONOwnerMEMBER, ownership code E, domestic entity
Nov 28, 2011 to Nov 14, 2024factForm ADV

Dated events

Occurred
Nov 14, 2024
Control person left
Garland Edward Phoebus (Chief Executive Officer) no longer on Schedule A of Nea Member Benefits (listed 2023-11-16, absent 2024-11-14)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person left
Jane Mary Cobb (Director) no longer on Schedule A of Nea Member Benefits (listed 2023-11-16, absent 2024-11-14)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person left
Tobias Ernest Boyd (Director) no longer on Schedule A of Nea Member Benefits (listed 2023-11-16, absent 2024-11-14)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person left
Elizabeth Roberta Kreitz (Director) no longer on Schedule A of Nea Member Benefits (listed 2023-11-16, absent 2024-11-14)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person joined
Ann Cheryl Bost (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person joined
Strand Aimee Iverson (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person joined
Lee Christine Mulroney (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 14, 2024
Control person joined
Barbara Christine Tarrago (Chief Financial Officer) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 16, 2023
Control person joined
Suzanne Leona Lindner (Chief Executive Officer) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 16, 2022
Control person joined
Greer James Vaughan (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 16, 2022
Control person joined
Elizabeth Roberta Kreitz (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 16, 2022
Control person left
Sue Amanda Prichard (Director) no longer on Schedule A of Nea Member Benefits (listed 2021-11-10, absent 2022-11-16)
Form ADVobserved 5 days ago
Occurred
Nov 16, 2022
Control person left
French Martin Powell (Director) no longer on Schedule A of Nea Member Benefits (listed 2021-11-10, absent 2022-11-16)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person left
Becky Pringle (Chair Of The Board Of Directors) no longer on Schedule A of Nea Member Benefits (listed 2020-11-25, absent 2021-11-10)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person left
John Edward Richardson (Director) no longer on Schedule A of Nea Member Benefits (listed 2020-11-25, absent 2021-11-10)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person left
Linda Estrada (Director) no longer on Schedule A of Nea Member Benefits (listed 2020-11-25, absent 2021-11-10)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person left
Mark Simons (Director) no longer on Schedule A of Nea Member Benefits (listed 2020-11-25, absent 2021-11-10)
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person joined
Jane Mary Cobb (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person joined
Tobias Ernest Boyd (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 10, 2021
Control person joined
Jean Barbara Schram (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 25, 2020
Control person joined
Mark Simons (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago
Occurred
Nov 12, 2019
Control person left
Andrew Policastro (Director) no longer on Schedule A of Nea Member Benefits (listed 2018-10-26, absent 2019-11-12)
Form ADVobserved 5 days ago
Occurred
Nov 12, 2019
Control person joined
French Martin Powell (Director) appeared on Schedule A of Nea Member Benefits
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:593a42c0-185b-582c-ba70-4bf6785e18d7
First observed: Nov 28, 2011
Last observed: Jul 29, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEA MEMBER BENEFITS

CRD 138196

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:593a42c0-185b-582c-ba70-4bf6785e18d7

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TAREN DANETTA COLEMAN

n/a

GAITHERSBURG, MD

LISA SOTIR OZKAN

n/a

GAITHERSBURG, MD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOST, CHERYL, ANN

Director

yes

10/2023

Nov 14, 2024

CANDELARIA, NOEL

Director

yes

10/2016

Nov 14, 2017

Nov 14, 2024

EVANS, CECILIA

CHIEF FINANCIAL OFFICER

yes

09/2016

Nov 14, 2017

Nov 14, 2024

IVERSON, AIMEE, STRAND

Director

yes

10/2023

Nov 14, 2024

Lindner, Leona, Suzanne

CHIEF EXECUTIVE OFFICER

yes

12/2022

Nov 16, 2023

Nov 14, 2024

McKim, Brent, Alan

Director

yes

10/2015

Nov 18, 2016

Nov 14, 2024

MOSS, PRINCESS

CHAIR OF THE BOARD OF DIRECTORS

yes

09/2014

Nov 16, 2015

Nov 14, 2024

MULRONEY, CHRISTINE, LEE

Director

yes

10/2023

Nov 14, 2024

NATIONAL EDUCATION ASSOCIATION

Member

yes

06/2020

Nov 28, 2011

Nov 14, 2024

OZKAN, LISA, SOTIR

CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER

yes

09/2005

Nov 28, 2011

Nov 14, 2024

SCHRAM, BARBARA, JEAN

Director

yes

10/2020

Nov 10, 2021

Nov 14, 2024

TARRAGO, CHRISTINE, BARBARA

CHIEF FINANCIAL OFFICER

yes

02/2024

Nov 14, 2024

Vaughan, James, Greer

Director

yes

10/2021

Nov 16, 2022

Nov 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Nov 14, 2024

n/a

2023

Nov 16, 2023

n/a

2022

Nov 16, 2022

n/a

2021

Nov 10, 2021

n/a

103

n/a

2020

Nov 25, 2020

n/a

101

n/a

2019

Nov 12, 2019

n/a

102

n/a

2018

Oct 26, 2018

n/a

101

n/a

2017

Nov 14, 2017

n/a

2016

Nov 18, 2016

n/a

2015

Nov 16, 2015

n/a

2014

Nov 13, 2014

n/a

2013

Nov 19, 2013

n/a

2012

Nov 21, 2012

n/a

2011

Nov 28, 2011

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a