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CRD 341216
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DARIN BOND ROTH | n/a | Wheaton, IL | NAPLES, FL | 0 | 11 | 4 | no |
| Austin Paul Andrew Kight | n/a | Wheaton, IL | NAPLES, FL | 0 | 12 | n/a | no |
| Samuel James Hardy | n/a | NAPLES, FL | Wheaton, IL | 0 | 12 | 1 | no |
| JEREMIAH JINSOO YI | n/a | NAPLES, FL | Wheaton, IL | 0 | 10 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ROTH, DARIN, BOND | CCO AND MANAGING MEMBER | E | yes | 02/2026 | Jul 31, 2026 | Jul 31, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 22, 2026 | $0 | $0 | 4 | 4 | 4 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $165M | n/a | n/a | n/a | n/a | 4 | n/a | 4 | n/a |