DFX Intelligence

S••• A•••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

S••• A•••••• R•••

Advisor at C••••••••• F•••••••• N••••••

Bethlehem, PA

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Search this name across graphsid dfx:ria:5942c495-a26a-6d15-4eb2-8432605b7d35

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 11, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Aug 29, 2025	n/a	yes	Bethlehem, PA	Current employment
M••••• B•••• F••••• W••••• L••	Independent wealth	Nov 15, 2023	Aug 26, 2025	no	ALLENTOWN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• B•••• F••••• W••••• L••	C••••••••• F•••••••• N••••••	Aug 26, 2025	Aug 29, 2025	3	Firm change	RIA to ibd
C•••••••	M••••• B•••• F••••• W••••• L••	Dec 14, 2023	Nov 15, 2023

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Aug 29, 2025 to presentfactForm ADV
→ M••••• B•••• F••••• W••••• L••Registered adviserregistration: previous registration
Nov 15, 2023 to Aug 26, 2025factForm ADV
→ C•••••••Registered adviserregistration: previous registration
Oct 16, 2023 to Dec 14, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Aug 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5942c495-a26a-6d15-4eb2-8432605b7d35
First observed: Jun 11, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.