DFX Intelligence

A•••• C•••••• M•••••• U•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

A•••• C•••••• M•••••• U•• L••

CRD 172595

NEW YORK, NY

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Search this name across graphsid dfx:ria:594353b4-2dd8-2459-02ce-b09f1d0db39b

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2026 to Mar 4, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 6
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
CRD: 172595
Filings on the tape: 1
First filed: Mar 4, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• S••••••• M•••••••	Chartered Financial Analyst	Johannesburg \| Cape Town	1	27	n/a	no
P•••• K•••••••••	Chartered Financial Analyst	Johannesburg	1	21

Relationships

Registered with (2)

← P•••• K•••••••••Advisorregistration: current employment
Dec 3, 2024 to presentfactForm ADV
← K•••• S••••••• M•••••••Advisorregistration: current employment
Oct 4, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:594353b4-2dd8-2459-02ce-b09f1d0db39b
First observed: Mar 4, 2026
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.