DFX Intelligence

D••••• D•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

D••••• D•••• L•••••

Advisor at R••••••••• C•••••• M•••••••••

San Francisco, CA | PLEASANT HILL, CA

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Search this name across graphsid dfx:ria:594a37ac-1368-c67f-7819-b64bf327b749

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 19, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	May 5, 2023	n/a	yes	PLEASANT HILL, CA\|San Francisco, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	May 19, 2020	May 24, 2023	no	San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	R••••••••• C•••••• M•••••••••	May 24, 2023	May 5, 2023	-19	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:291361:CA:2023-05-16	May 24, 2023	May 5, 2023	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ R••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
May 19, 2020 to May 24, 2023factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:594a37ac-1368-c67f-7819-b64bf327b749
First observed: May 19, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.