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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MPC ADVISERS, LLC

CRD 155997

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5957ece9-8e8e-c010-11f0-b34b8103344d

Data as of Mar 1, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 0
Observed: Apr 26, 2012 to Mar 1, 2017
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $417MItem 5.F on the latest filing (2017-03-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $417M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 16
Accounts: 1,800
SEC number: 801-72070
CRD: 155997
Filings on the tape: 6
First filed: Apr 26, 2012
Latest filed: Mar 1, 2017
Organised: Limited Liability Company, Wisconsin

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANECK, LORI, LYNN	CHIEF COMPLIANCE OFFICER	Na	yes	03/2015	Mar 19, 2015	Mar 1, 2017
MATRISE, MICHAEL, LEONARD	Owner	D	yes	11/1982	Apr 26, 2012	Mar 1, 2017
MATRISE, MICHAEL, LEONARD	MANAGING MEMBER	Na	yes	02/2011	Apr 26, 2012	Mar 1, 2017
MATRISE, POLZIN & COMPANY, INC.	Owner	E	yes	02/2011	Apr 26, 2012	Mar 1, 2017
POLZIN, THOMAS, GEORGE	Owner	D	yes	11/1982	Apr 26, 2012	Mar 1, 2017
POLZIN, THOMAS, GEORGE	MANAGING MEMBER	Na	yes	02/2011	Apr 26, 2012	Mar 1, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 1, 2017	$417M	$417M	17	16	n/a	n/a	n/a
2015	Mar 23, 2016	$336M	$336M	17	16	n/a	n/a	n/a
2014	Mar 19, 2015	$334M	$334M	17	16	n/a	n/a	n/a
2013	Mar 7, 2014	$296M	$296M	17	15	n/a	n/a	n/a
2012	Mar 22, 2013	$245M	$245M	16	14	n/a	n/a	n/a
2011	Apr 26, 2012	$210M	$210M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$417M	$336M	24.1%	$296M	12.1%	17	17	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WOODBURY FINANCIAL SERVICES, INC.	10	Oct 30, 2017	Apr 21, 2017	BROOKFIELD, WI	Firm absorbed	Other	100.0%
ROBERT W. BAIRD & CO. INCORPORATED	2	Sep 8, 2017	Mar 16, 2017	BROOKFIELD, WI	Team lift out	Other	16.7%

Relationships

Controls (4)

← MATRISE, MICHAEL, LEONARDOwnerOWNER, ownership code D, individual
Apr 26, 2012 to presentfactForm ADV
← POLZIN, THOMAS, GEORGEOwnerOWNER, ownership code D, individual
Apr 26, 2012 to presentfactForm ADV
← BANECK, LORI, LYNNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2015 to presentfactForm ADV
← MATRISE, POLZIN & COMPANY, INC.OwnerOWNER, ownership code E, domestic entity
Apr 26, 2012 to presentfactForm ADV

Registered with (12)

← BART DOMINIC LIAAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← DAVID GERARD BERKAAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← AMY MARIE LEYAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← LORI LYNN BANECKAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← ERIC CHRISTOPHER TWEEDENAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← CHARLES RICHARD HURTGENAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← BRYAN CHARLES MARSHALLAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← DOMINIC M RICEAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← DEREK J WINNAdvisorregistration: previous registration
Feb 28, 2011 to Oct 30, 2017factForm ADV
← JOSEPH M MATRISEAdvisorregistration: previous registration
Mar 23, 2015 to Oct 30, 2017factForm ADV
← MELISSA JO SANCHEZAdvisorregistration: previous registration
Feb 28, 2011 to Sep 8, 2017factForm ADV
← REBECCA LYNN SCHUSTERAdvisorregistration: previous registration
Mar 19, 2015 to Sep 8, 2017factForm ADV

Moved with (2)

→ WOODBURY FINANCIAL SERVICES, INC.Registered adviser10 advisors, firm absorbed, same day
Oct 30, 2017 to Apr 21, 2017factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviser2 advisors, team lift out, same day
Sep 8, 2017 to Mar 16, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5957ece9-8e8e-c010-11f0-b34b8103344d
First observed: Apr 26, 2012
Last observed: Mar 1, 2017 116 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MPC ADVISERS, LLC

CRD 155997

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5957ece9-8e8e-c010-11f0-b34b8103344d

Data as of Mar 1, 2017 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANECK, LORI, LYNN

CHIEF COMPLIANCE OFFICER

yes

03/2015

Mar 19, 2015

Mar 1, 2017

MATRISE, MICHAEL, LEONARD

Owner

yes

11/1982

Apr 26, 2012

Mar 1, 2017

MATRISE, MICHAEL, LEONARD

MANAGING MEMBER

yes

02/2011

Apr 26, 2012

Mar 1, 2017

MATRISE, POLZIN & COMPANY, INC.

Owner

yes

02/2011

Apr 26, 2012

Mar 1, 2017

POLZIN, THOMAS, GEORGE

Owner

yes

11/1982

Apr 26, 2012

Mar 1, 2017

POLZIN, THOMAS, GEORGE

MANAGING MEMBER

yes

02/2011

Apr 26, 2012

Mar 1, 2017

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 1, 2017

$417M

n/a

2015

Mar 23, 2016

$336M

n/a

2014

Mar 19, 2015

$334M

n/a

2013

Mar 7, 2014

$296M

n/a

2012

Mar 22, 2013

$245M

n/a

2011

Apr 26, 2012

$210M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$417M

$336M

24.1%

$296M

12.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WOODBURY FINANCIAL SERVICES, INC.

Oct 30, 2017

Apr 21, 2017

BROOKFIELD, WI

Firm absorbed

Other

100.0%

ROBERT W. BAIRD & CO. INCORPORATED

Sep 8, 2017

Mar 16, 2017

BROOKFIELD, WI

Team lift out

Other

16.7%