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M••• D••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M••• D••••• P••••••

Advisor at W••••••••• S•••••• • C••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:595d6d78-942e-762e-cfd5-90be7ad5d31c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• S•••••• • C••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• S•••••• • C••• L••	Independent wealth	Jul 9, 2018	n/a	yes	NEW YORK, NY	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Mar 4, 2011	Jun 29, 2018	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	W••••••••• S•••••• • C••• L••	Jun 29, 2018	Jul 9, 2018	10	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ W••••••••• S•••••• • C••• L••Registered adviserregistration: current employment
Jul 9, 2018 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Mar 4, 2011 to Jun 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:595d6d78-942e-762e-cfd5-90be7ad5d31c
First observed: Mar 4, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.