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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

Wendy Nichole Hunt

Advisor at LPL FINANCIAL LLC

CLEARWATER, FL

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Search this name across graphsid dfx:ria:595ef0e7-377a-663d-125c-ac876ba7786c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
First registration: Sep 18, 2008
Dual registered: yes, broker-dealer
Other names: WENDY NICHOLE WILSON|WENDY NICHOLE WILLIAMS|WENDY NICOLE WILLIAMS
IAPD individual key: 4992490

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 24, 2019	n/a	yes	CLEARWATER, FL	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Aug 8, 2011	Apr 24, 2018	no	APPLETON, WI	Previous registration
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Oct 14, 2010	Jul 19, 2011	no	TAMPA, FL\|TAMPA, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 26, 2009	May 5, 2010	no	SAINT PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Sep 18, 2008	Oct 10, 2009	no	ST PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Apr 24, 2018	Apr 24, 2019	365	Firm change	Other
J. W. COLE ADVISORS, INC.	INVEST FINANCIAL CORPORATION	Jul 19, 2011	Aug 8, 2011	20	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	J. W. COLE ADVISORS, INC.	May 5, 2010	Oct 14, 2010	162	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 10, 2009	Mar 26, 2009	-198	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:6413:WI:2018-04-24	Apr 24, 2018	Apr 24, 2019	APPLETON, WI	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 24, 2019 to presentfactForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Aug 8, 2011 to Apr 24, 2018factForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Oct 14, 2010 to Jul 19, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 26, 2009 to May 5, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 18, 2008 to Oct 10, 2009factForm ADV

Dated events

No dated event names this entity yet.