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J•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• C••••••

Advisor at P••• A••••• S••••••••• L••

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:59609abc-ea19-99d3-8327-023daa20f6a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••• A••••• S••••••••• L••	Bd affiliated wealth	Oct 25, 2023	n/a	yes	LAKE OSWEGO, OR	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Sep 24, 2022	Oct 18, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P••• A••••• S••••••••• L••	Oct 18, 2023	Oct 25, 2023	7	Firm change	Ibd to ibd
S•• I••••••••• A•••••••• I•••	P•••••••• S••••••••• I•••	Aug 7, 2019

Relationships

Registered with (4)

→ P••• A••••• S••••••••• L••Registered adviserregistration: current employment
Oct 25, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 24, 2022 to Oct 18, 2023factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 12, 2019 to Aug 7, 2019factForm ADV
→ R•••• I••••••••• L••

Dated events

Occurred
Oct 18, 2023
Advisor changed firm
J•••• C•••••• left P•••••••• S••••••••• I••• for P••• A••••• S••••••••• L•• (registered 2023-10-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59609abc-ea19-99d3-8327-023daa20f6a2
First observed: Jan 2, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.