DFX Intelligence

J•••• L•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

J•••• L•• S•••••

Advisor at S••••• O•• S••••••••• I•••

Elberton, GA

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Search this name across graphsid dfx:ria:5964b212-a550-de38-480f-d4090c63f3f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• O•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• O•• S••••••••• I•••	Bd affiliated wealth	Dec 5, 2024	n/a	yes	Elberton, GA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 12, 2024	Dec 12, 2024	no	Elberton, GA\|WALTHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••• O•• S••••••••• I•••	Dec 12, 2024	Dec 5, 2024	-7	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	C••••••••• F•••••••• N••••••	Aug 13, 2024	Aug 12, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:8032:GA:2024-08-12	Aug 13, 2024	Aug 12, 2024	ELBERTON, GA	Firm change

Relationships

Registered with (4)

→ S••••• O•• S••••••••• I•••Registered adviserregistration: current employment
Dec 5, 2024 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 12, 2024 to Dec 12, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 19, 2022 to Aug 13, 2024factForm ADV
→ E•••• S••••••••• L••

Dated events

Occurred
Dec 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5964b212-a550-de38-480f-d4090c63f3f8
First observed: Dec 23, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.