DFX Intelligence

W••••• M•••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

W••••• M•••••• G••••

W••••• M•••••• G•••• II, LLC, CRD 299862

SAN DIEGO, CA

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Data as of Jul 17, 2019 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Nov 30, 2018 to Jul 17, 2019
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $580,000••• Locked
Discretionary RAUM: $0
Private client RAUM: $580,000derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L•••••• F••••• T••••	MANAGING MEMBER	E	yes	01/2019	Jul 2, 2019	Jul 17, 2019
L••••••• C••••• D••••	TRUSTOR & TRUSTEE	F	yes	01/2018	Jul 2, 2019	Jul 17, 2019

Relationships

Controls (3)

← L••••••• M••••••• P••••••OwnerTRUSTOR & TRUSTEE, ownership code F, individual
Nov 30, 2018 to presentfactForm ADV
← L••••••• C••••• D••••OwnerTRUSTOR & TRUSTEE, ownership code F, individual
Jul 2, 2019 to presentfactForm ADV
← L•••••• F••••• T••••OwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 2, 2019 to presentfactForm ADV

Registered with (1)

← M•••••• P•••••• L••••••Advisor

Dated events

Occurred
Jan 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 2, 2019
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2018
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 30, 2018
Last observed: Jul 17, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.