DFX Intelligence

B•••• B••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

B•••• B••••• M••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | Chicago, IL

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Search this name across graphsid dfx:ria:596d61fb-f787-b1e9-fb43-91823f441a25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 2
Observed: Feb 23, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• B• M••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

B•••• B• M••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Nov 14, 2025	n/a	yes	BIRMINGHAM, AL\|Chicago, IL	Current employment
P••••• C••••••• L••	Former SEC adviser	Feb 23, 2009	Dec 31, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• C••••••• L••	W•••••• A•••••••• L••	Dec 31, 2025	Nov 14, 2025	-47	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ P••••• C••••••• L••Registered adviserregistration: previous registration
Feb 23, 2009 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
B•••• B••••• M•••• left P••••• C••••••• L•• for W•••••• A•••••••• L•• (registered 2025-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:596d61fb-f787-b1e9-fb43-91823f441a25
First observed: Feb 23, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.