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Advisor at LPL FINANCIAL LLC
PORT CHARLOTTE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 11, 2023 | n/a | yes | PORT CHARLOTTE, FL | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 16, 2016 | Dec 20, 2022 | no | MECHANICSBURG, PA|WESTLAKE, OH|WHITE LAKE, MI|PONTIAC, MI|WATERFORD, MI|WATERFORD, MI|WATERFORD, MI|COMMERCE TWP, MI|ROCHESTER HILLS, MI|ROCHESTER HILLS, MI|WATERFORD, MI|ROCHESTER HILLS, MI|WATERFORD, MI|COMMERCE TWP, MI|WATERFORD, MI|ROCHESTER HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | LPL FINANCIAL LLC | Dec 20, 2022 | Jan 11, 2023 | 22 | Firm change | Ibd to RIA |