DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATEGIC ADVISERS LLC
ROSEVILLE, CA | SACRAMENTO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | ROSEVILLE, CA|SACRAMENTO, CA | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 14, 2023 | Mar 31, 2025 | no | SACRAMENTO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2022 | Apr 19, 2023 | no | ROSEVILLE, CA|ROSEVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Aug 31, 2021 | no | ROSEVILLE, CA|CHARLOTTE, NC|CHARLOTTE, NC|ST. LOUIS, MO | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 26, 2004 | Jan 3, 2011 | no | SACRAMENTO, CA|ROSEVILLE, CA|SACRAMENTO, CA|SANTA ROSA, CA | Previous registration |
| E*TRADE ADVISORY SERVICES, INC. | n/a | Oct 24, 2002 | Sep 22, 2003 | no | RANCHO CORDOVA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 19, 2023 | Jul 14, 2023 | 86 | Firm change | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| E*TRADE ADVISORY SERVICES, INC. | WELLS FARGO INVESTMENTS, LLC | Sep 22, 2003 | Jul 26, 2004 | 308 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:288590:CA:2023-04-12 | Apr 19, 2023 | Jul 14, 2023 | ROSEVILLE, CA | Firm change |