DFX Intelligence

C••••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••••••••• C•••••• L••

CRD 174528

MENLO PARK, CA

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Search this name across graphsid dfx:ria:59848a6d-ae8c-96f1-b35d-6e48fda5020b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 2
Observed: Mar 29, 2024 to Mar 31, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C•••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

C••••••••• C•••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $294M••• Locked
Discretionary RAUM: $294M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• P••••••• L•	Hedge Fund	$106M	Mar 29, 2024	24	Mar 29, 2024	reported	021-233342
C••••••••• I••••••••• L•••	Hedge Fund	$52.1M	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• L•••••• P••••••	CCO, DIRECTOR OF FINANCE	Na	yes	03/2024	Mar 29, 2024	Mar 29, 2024
G••••••••• S••••• K••••	MANAGING MEMBER	E	yes	06/2014	Mar 29, 2024	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• G••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$294M	$208M	41.1%	n/a	n/a	2	3	0	1

Relationships

Advises (2)

→ C••••••••• I••••••••• L•••Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ C••••••••• P••••••• L•Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV

Controls (3)

← D•••••••• L•••••• P••••••OwnerCCO, DIRECTOR OF FINANCE, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← G••••••••• S••••• K••••

Dated events

Occurred
Mar 29, 2024
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59848a6d-ae8c-96f1-b35d-6e48fda5020b
First observed: Mar 29, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.