DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

BRITON GREGORY ROTELL

Advisor at VOYA INVESTMENT MANAGEMENT CO. LLC

NEW YORK, NY | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5984b4c8-419b-119e-318d-673ce8a3cf6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA INVESTMENT MANAGEMENT CO. LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 17
Exams: S66|S63
First exam: Sep 10, 2009
First registration: Aug 28, 2013
Dual registered: yes, broker-dealer
Other names: Briton Rotell|Brit Rotell|BRITON GREGORY ROTELL
IAPD individual key: 5694523

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Mar 12, 2019	n/a	yes	ATLANTA, GA\|NEW YORK, NY	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Jun 1, 2017	Feb 19, 2019	no	ALPHARETTA, GA\|ALPHARETTA, GA\|ALPHARETTA, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Apr 25, 2016	Mar 23, 2017	no	Alpharetta, GA\|ARLINGTON, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 28, 2013	Apr 6, 2016	no	ALPHARETTA, GA\|LAWRENCEVILLE, GA\|ROSWELL, GA\|ATLANTA, GA\|SUWANEE, GA\|DULUTH, GA\|LAWRENCEVILLE, GA\|LAWRENCEVILLE, GA\|CHAMBLEE, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	VOYA INVESTMENT MANAGEMENT CO. LLC	Feb 19, 2019	Mar 12, 2019	21	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	TRUIST ADVISORY SERVICES, INC.	Mar 23, 2017	Jun 1, 2017	70	Firm change	Other
WELLS FARGO ADVISORS	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 6, 2016	Apr 25, 2016	19	Firm change	Other

Relationships

Registered with (4)

→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: current employment
Mar 12, 2019 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 1, 2017 to Feb 19, 2019factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 25, 2016 to Mar 23, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 28, 2013 to Apr 6, 2016factForm ADV

Dated events

No dated event names this entity yet.