DFX Intelligence

T•••••• D•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

T•••••• D•••• W••••••

Advisor at C••••••• W••••• A•••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:5988c26e-f2b9-2009-a479-48a21164c4b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 30, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• W••••• A•••••••• L••	State registered	Mar 9, 2015	n/a	yes	ATLANTA, GA	Current employment
C••••••• W••••• A•••••••• L••	State registered	Feb 21, 2012	Dec 31, 2014	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	C••••••• W••••• A•••••••• L••	Aug 24, 2009	Aug 3, 2010	344	Firm change	Other
O•••• F•• I•••	N•• A•••••• S•••••••• L••	Aug 11, 2003	Sep 25, 2003

Relationships

Registered with (3)

→ C••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2012 to Dec 31, 2014factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2003 to Aug 24, 2009factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Mar 21, 2003 to Aug 11, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5988c26e-f2b9-2009-a479-48a21164c4b0
First observed: Mar 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.