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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

JOHN DANIEL SABIO

Advisor at OSAIC WEALTH, INC.

ST LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Sep 23, 1983
First registration: Nov 17, 1999
Dual registered: yes, broker-dealer
Other names: JOHN DANIEL SABIO
IAPD individual key: 1133964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	ST LOUIS, MO	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Jun 14, 2024	no	ST LOUIS, MO	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Jul 28, 2004	Sep 18, 2020	no	CHESTERFIELD, MO\|ST. LOUIS, MO	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 16, 2003	Jun 25, 2004	no	CHESTERFIRLD, MO	Previous registration
PINES FINANCIAL GROUP, INC.	n/a	Nov 15, 2001	Oct 10, 2003	no	ST. LOUIS, MO	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 17, 1999	Oct 10, 2003	no	ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	SSN ADVISORY, INC.	Jun 25, 2004	Jul 28, 2004	33	Firm change	Other
PINES FINANCIAL GROUP, INC.	MSI FINANCIAL SERVICES, INC.	Oct 10, 2003	Oct 16, 2003	6	Firm change	Other
OSAIC WEALTH, INC.	PINES FINANCIAL GROUP, INC.	Oct 10, 2003	Nov 15, 2001	-694	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 17, 1999 to Oct 10, 2003factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Jun 14, 2024factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Jul 28, 2004 to Sep 18, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 16, 2003 to Jun 25, 2004factForm ADV
→ PINES FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 15, 2001 to Oct 10, 2003factForm ADV

Dated events

No dated event names this entity yet.