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Advisor at M••••• S••••••
Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | n/a | yes | Sarasota, FL | Current employment |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 |
| M••••• S•••••• D• I••• | n/a | Mar 20, 2006 | Apr 2, 2007 | no | SARASOTA, FL | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Sep 8, 2000 | Mar 22, 2006 | no | SARASOTA, FL|SARASOTA, FL | Previous registration |
| Bulk transfer |
| Other |
| S••••••• I••••••••• S•••••••• I••• | M••••• S•••••• D• I••• | Mar 22, 2006 | Mar 20, 2006 | -2 | Firm change | Other |