DFX Intelligence

C••••••••• C••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

C••••••••• C••••• R•••

Advisor at A•••••• C•••••• M••••••••• I•••

WAKE FOREST, NC | NOVI, MI

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Search this name across graphsid dfx:ria:5994f524-3978-e32d-f9c4-0166895890ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• C•••••• M••••••••• I•••	Independent wealth	Aug 13, 2015	n/a	yes	WAKE FOREST, NC\|NOVI, MI	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Feb 16, 2012	no	Chicago, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	A•••••• C•••••• M••••••••• I•••	Feb 16, 2012	Aug 13, 2015	1,274	Firm change after gap	Other
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (3)

→ A•••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 13, 2015 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 16, 2012factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Sep 29, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5994f524-3978-e32d-f9c4-0166895890ab
First observed: Sep 29, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.