DFX Intelligence

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RIA / WealthAdvisor11 years in industry

JAMES PATRICK FORTESCUE

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | GARDEN CITY, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59984784-10bd-64b3-9f1e-21fa8aaf2619

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 6, 2024 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

James Patrick Fortescue

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARAX ADVISORY PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 2
Registered states: 2
First registration: Feb 6, 2024
Dual registered: no
Other names: JIMMY FORTESCUE
IAPD individual key: 2664841

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARAX ADVISORY PARTNERS	Bd affiliated wealth	Jul 19, 2026	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
PITON INVESTMENT MANAGEMENT, LP	Asset manager	May 2, 2018	n/a	yes	GARDEN CITY, NY	Current employment
U.S. CAPITAL WEALTH ADVISORS, LLC	Bd affiliated wealth	Feb 6, 2024	Jul 20, 2026	no	New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. CAPITAL WEALTH ADVISORS, LLC	ARAX ADVISORY PARTNERS	Jul 20, 2026	Jul 19, 2026	-1	Bulk transfer	Ibd to ibd

Relationships

Registered with (3)

→ ARAX ADVISORY PARTNERSRegistered adviserregistration: current employment
Jul 19, 2026 to presentfactForm ADV
→ PITON INVESTMENT MANAGEMENT, LPRegistered adviserregistration: current employment
May 2, 2018 to presentfactForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 6, 2024 to Jul 20, 2026factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59984784-10bd-64b3-9f1e-21fa8aaf2619
First observed: Feb 6, 2024
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JAMES PATRICK FORTESCUE

Advisor at ARAX ADVISORY PARTNERS

NEW YORK, NY | GARDEN CITY, NY | New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59984784-10bd-64b3-9f1e-21fa8aaf2619

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ARAX ADVISORY PARTNERS

Bd affiliated wealth

Jul 19, 2026

n/a

yes

NEW YORK, NY|New York, NY

Current employment

PITON INVESTMENT MANAGEMENT, LP

Asset manager

May 2, 2018

n/a

yes

GARDEN CITY, NY

Current employment

U.S. CAPITAL WEALTH ADVISORS, LLC

Bd affiliated wealth

Feb 6, 2024

Jul 20, 2026

New York, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

U.S. CAPITAL WEALTH ADVISORS, LLC

ARAX ADVISORY PARTNERS

Jul 20, 2026

Jul 19, 2026

-1

Bulk transfer

Ibd to ibd