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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

COVE WEALTH MANAGEMENT

VALUED RETIREMENTS, INC., CRD 114236

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59a2dd1a-81de-1213-92ce-1a1bc39042f3

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Dec 12, 2011 to Apr 14, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $190MItem 5.F on the latest filing (2026-04-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $190M
Private client RAUM: $189MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $63.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 309
Individual clients: 40
High net worth clients: 49
SEC number: 801-127700
CRD: 114236
Filings on the tape: 12
First filed: Dec 12, 2011
Latest filed: Apr 14, 2026
Organised: Corporation, TX
Website: covewm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SARAH ANNE MIZELL	n/a	HOUSTON, TX	11	16	n/a	no
CORY ALAN MIZELL	n/a	HOUSTON, TX	10	12	n/a	no
JENNIFER WARDER MIGDAL	Certified Financial Planner	Albuquerque, NM \| HOUSTON, TX	3	21	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MIZELL, CORY, ALAN	PRESIDENT, CCO, AND DIRECTOR	E	yes	09/2021	Mar 21, 2023	Aug 12, 2024
MIZELL, SARAH, ANNE	VICE PRESIDENT, CHAIRWOMAN OF THE BOARD, SECRETARY, AND TREASURER	E	yes	09/2021	Mar 21, 2023	Aug 12, 2024
Morris, Malcolm, S	PARTNER, LEGAL COUNSEL	B	no	03/2022	Mar 21, 2023	Aug 12, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Albuquerque	Nm	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$190M	$190M	4	3	1	n/a	n/a
2024	Apr 29, 2025	$167M	$167M	7	4	1	n/a	n/a
2023	Mar 5, 2024	$151M	$151M	4	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$190M	$167M	14.1%	n/a	n/a	4	7	1	1

Relationships

Registered with (3)

← JENNIFER WARDER MIGDALAdvisorregistration: current employment
Oct 4, 2022 to presentfactForm ADV
← CORY ALAN MIZELLAdvisorregistration: current employment
Aug 30, 2016 to presentfactForm ADV
← SARAH ANNE MIZELLAdvisorregistration: current employment
Oct 1, 2014 to presentfactForm ADV

Controls (2)

← MIZELL, SARAH, ANNEOwnerVICE PRESIDENT, CHAIRWOMAN OF THE BOARD, SECRETARY, AND TREASURER, ownership code E, individual
Mar 21, 2023 to Aug 12, 2024factForm ADV
← MIZELL, CORY, ALANOwnerPRESIDENT, CCO, AND DIRECTOR, ownership code E, individual
Mar 21, 2023 to Aug 12, 2024factForm ADV

Owns (1)

← Morris, Malcolm, SOwnerPARTNER, LEGAL COUNSEL, ownership code B, individual
Mar 21, 2023 to Aug 12, 2024factForm ADV

Dated events

Occurred
Mar 21, 2023
Control person joined
Anne Sarah Mizell (Vice President, Chairwoman Of The Board, Secretary, And Treasurer) appeared on Schedule A of Cove Wealth Management
Form ADVobserved 6 days ago
Occurred
Mar 21, 2023
Control person joined
Alan Cory Mizell (President, Cco, And Director) appeared on Schedule A of Cove Wealth Management
Form ADVobserved 6 days ago
Occurred
Mar 21, 2023
Control person left
Marsh Alfred Sanders (President & Chief Compliance Officer) no longer on Schedule A of Cove Wealth Management (listed 2012-02-06, absent 2023-03-21)
Form ADVobserved 6 days ago
Occurred
Mar 21, 2023
First Form ADV filing
Cove Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59a2dd1a-81de-1213-92ce-1a1bc39042f3
First observed: Dec 12, 2011
Last observed: Apr 14, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COVE WEALTH MANAGEMENT

VALUED RETIREMENTS, INC., CRD 114236

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59a2dd1a-81de-1213-92ce-1a1bc39042f3

Data as of Apr 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SARAH ANNE MIZELL

n/a

HOUSTON, TX

n/a

CORY ALAN MIZELL

n/a

HOUSTON, TX

n/a

JENNIFER WARDER MIGDAL

Certified Financial Planner

Albuquerque, NM | HOUSTON, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MIZELL, CORY, ALAN

PRESIDENT, CCO, AND DIRECTOR

yes

09/2021

Mar 21, 2023

Aug 12, 2024

MIZELL, SARAH, ANNE

VICE PRESIDENT, CHAIRWOMAN OF THE BOARD, SECRETARY, AND TREASURER

yes

09/2021

Mar 21, 2023

Aug 12, 2024

Morris, Malcolm, S

PARTNER, LEGAL COUNSEL

03/2022

Mar 21, 2023

Aug 12, 2024

City

State

Country

Employees

Also broker-dealer

Albuquerque

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 14, 2026

$190M

n/a

2024

Apr 29, 2025

$167M

n/a

2023

Mar 5, 2024

$151M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$190M

$167M

14.1%

n/a