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Reading the graph
Advisor at MORGAN STANLEY
Greenwood Village, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Greenwood Village, CO | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | CENTENNIAL, CO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 13, 2004 | Apr 2, 2007 | no | CENTENNIAL, CO|CENTENNIAL, CO | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 11, 2003 | Aug 16, 2004 | no | DENVER, CO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Jan 1, 1999 | Feb 3, 2003 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | MORGAN STANLEY DW INC. | Aug 16, 2004 | Aug 13, 2004 | -3 | Firm change | Other |
| MORGAN STANLEY DW INC. | WELLS FARGO INVESTMENTS, LLC | Feb 3, 2003 | Feb 11, 2003 | 8 | Firm change | Other |