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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

THOMAS JOSEPH BARKO

Advisor at STONEX ADVISORS INC.

Fairhope, AL | Saraland, AL | Mobile, AL | BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:59a51f6e-5bf6-070a-58c5-cd2adecbc672

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 28, 2004
First registration: Feb 9, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4729765

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Jun 30, 2016	n/a	yes	Fairhope, AL\|BIRMINGHAM, AL\|Mobile, AL\|Mobile, AL\|Saraland, AL	Current employment
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 15, 2009	Jun 30, 2016	no	BIRMINGHAM, AL\|FAIRHOPE, AL	Previous registration
COLONIAL ASSET MANAGEMENT INC	n/a	Jan 10, 2007	Oct 15, 2009	no	FOLEY, AL\|MONTGOMERY, AL\|MOBILE, AL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 11, 2004	Aug 21, 2006	no	MOBILE, AL\|MOBILE, AL	Previous registration
WADDELL & REED	Former SEC adviser	Feb 9, 2004	Apr 21, 2004	no	MOBILE, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STERNE AGEE ASSET MANAGEMENT, INC.	STONEX ADVISORS INC.	Jun 30, 2016	Jun 30, 2016	0	Bulk transfer	Other
COLONIAL ASSET MANAGEMENT INC	STERNE AGEE ASSET MANAGEMENT, INC.	Oct 15, 2009	Oct 15, 2009	0	Firm change	Other
A. G. EDWARDS & SONS, INC.	COLONIAL ASSET MANAGEMENT INC	Aug 21, 2006	Jan 10, 2007	142	Firm change	Other
WADDELL & REED	A. G. EDWARDS & SONS, INC.	Apr 21, 2004	May 11, 2004	20	Firm change	Other

Relationships

Registered with (5)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Jun 30, 2016 to presentfactForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 15, 2009 to Jun 30, 2016factForm ADV
→ COLONIAL ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jan 10, 2007 to Oct 15, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 11, 2004 to Aug 21, 2006factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Feb 9, 2004 to Apr 21, 2004factForm ADV

Dated events

No dated event names this entity yet.