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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

DENNIS LEE BELL

Advisor at LPL FINANCIAL LLC

LA JOLLA, CA

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Search this name across graphsid dfx:ria:59adb1e5-5a1d-4a9a-183e-b356f7dae53e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jan 13, 1987
First registration: Nov 8, 2001
Dual registered: yes, broker-dealer
Other names: DENNIS L BELL
IAPD individual key: 1602670

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 23, 2015	n/a	yes	LA JOLLA, CA	Current employment
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Oct 1, 2012	Aug 17, 2015	no	ARLINGTON, VA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 3, 2010	Oct 16, 2012	no	LA JOLLA, CA\|SAN DIEGO, CA\|LA JOLLA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Sep 22, 2009	May 11, 2010	no	DEL MAR, CA\|SOLANA BEACH, CA\|RANCHO SANTA FE, CA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Sep 27, 2006	Aug 11, 2009	no	JERSEY CITY, NJ	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 14, 2002	Jan 2, 2004	no	SAN DIEGO , CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Nov 8, 2001	Oct 10, 2002	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E*TRADE CAPITAL MANAGEMENT, LLC	LPL FINANCIAL LLC	Aug 17, 2015	Jul 23, 2015	-25	Firm change	Other
LPL FINANCIAL LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 16, 2012	Oct 1, 2012	-15	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	May 11, 2010	May 3, 2010	-8	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	CHASE INVESTMENT SERVICES CORP.	Aug 11, 2009	Sep 22, 2009	42	Firm change	Other
CETERA ADVISOR NETWORKS LLC	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 2, 2004	Sep 27, 2006	999	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	CETERA ADVISOR NETWORKS LLC	Oct 10, 2002	Oct 14, 2002	4	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 3, 2010 to Oct 16, 2012factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 17, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Sep 22, 2009 to May 11, 2010factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 14, 2002 to Jan 2, 2004factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Nov 8, 2001 to Oct 10, 2002factForm ADV

Dated events

No dated event names this entity yet.