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Advisor at SATURNA CAPITAL CORPORATION
BELLINGHAM, WA | Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SATURNA CAPITAL CORPORATION | Asset manager | Sep 27, 2023 | n/a | yes | BELLINGHAM, WA|Irvine, CA | Current employment |
| Wahed | Other adviser | Jun 10, 2022 | Apr 27, 2023 | no | Irvine, CA|NEW YORK, NY | Previous registration |
| SATURNA CAPITAL CORPORATION | Asset manager | Aug 11, 2016 | Mar 18, 2022 | no | BELLINGHAM, WA | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Apr 29, 2014 | Apr 19, 2016 | no | NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Mar 26, 2014 | no | IRVINE, CA|IRVINE, CA|CHARLOTTE, NC|IRVINE, CA|NEWPORT BEACH, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 20, 2003 | Jan 3, 2011 | no | SAN CLEMENTE, CA|LAGUNA NIGUEL, CA|SAN CLEMENTE, CA|IRVINE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Wahed | SATURNA CAPITAL CORPORATION | Apr 27, 2023 | Sep 27, 2023 | 153 | Firm change | Other |
| SATURNA CAPITAL CORPORATION | Wahed | Mar 18, 2022 | Jun 10, 2022 | 84 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | SATURNA CAPITAL CORPORATION | Apr 19, 2016 | Aug 11, 2016 | 114 | Firm change | Other |
| WELLS FARGO ADVISORS | ADVICE AND PLANNING SERVICES | Mar 26, 2014 | Apr 29, 2014 | 34 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |