DFX Intelligence

T••• J••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

T••• J••• L•••••

Advisor at C••• L••

Thibodaux, LA

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Search this name across graphsid dfx:ria:59b1f032-f9f8-32e7-dc05-f4420ce2103f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Mar 20, 2019	n/a	yes	Thibodaux, LA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 26, 2004	Apr 15, 2019	no	THIBODAUX, LA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••• L••	Apr 15, 2019	Mar 20, 2019	-26	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:155344:LA:2019-04-09	Apr 15, 2019	Mar 20, 2019	THIBODAUX, LA	Firm change

Relationships

Registered with (2)

→ C••• L••Registered adviserregistration: current employment
Mar 20, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2004 to Apr 15, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59b1f032-f9f8-32e7-dc05-f4420ce2103f
First observed: Mar 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.