J•• W•••• J•••

Advisor at U•• A•••• M••••••••• ••••••••• L••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59b6a45c-5452-7524-eae3-6804fdb4f815

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 22, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• A•••• M••••••••• ••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• A•••• M••••••••• ••••••••• L••	Mixed wealth	Aug 4, 2026	n/a	yes	NEW YORK, NY	Current employment
U•• A•••• M••••••••• ••••••••• L••	Mixed wealth	Apr 26, 2023	Oct 14, 2024	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	U•• A•••• M••••••••• ••••••••• L••	Apr 25, 2023	Apr 26, 2023	1	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ U•• A•••• M••••••••• ••••••••• L••Registered adviserregistration: previous registration
Apr 26, 2023 to Oct 14, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2021 to Apr 25, 2023factForm ADV

Dated events

Occurred
Apr 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59b6a45c-5452-7524-eae3-6804fdb4f815
First observed: Nov 22, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.