DFX Intelligence

K••••••• S•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

K••••••• S•••••• H•••

Advisor at S•••••• F•••••••• G•••• I•••••••••

RENO, NV | COSTA MESA, CA

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Search this name across graphsid dfx:ria:59c052d1-cbae-9367-7627-4d88ac4c3575

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G•••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 5, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G•••• I•••••••••	Independent wealth	Jul 13, 2026	n/a	yes	RENO, NV\|COSTA MESA, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 19, 2013	Oct 3, 2024	no	NEWPORT BEACH, CA\|Newport Beach, CA\|Newport Beach, CA\|Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••• F•••••••• G•••• I•••••••••	Oct 3, 2024	Jul 13, 2026	648	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ S•••••• F•••••••• G•••• I•••••••••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2013 to Oct 3, 2024factForm ADV

Dated events

Occurred
Oct 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59c052d1-cbae-9367-7627-4d88ac4c3575
First observed: Mar 19, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.