DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
SPRING, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | SPRING, TX | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Nov 20, 2007 | Jul 10, 2025 | no | HOUSTON, TX|SPRING, TX|HOUSTON, TX | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Oct 16, 2002 | Nov 26, 2007 | no | SPRING, TX|HOUSTON, TX | Previous registration |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | State registered | Oct 10, 2002 | Dec 16, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1717 CAPITAL MANAGEMENT COMPANY | NEXT FINANCIAL GROUP, INC. | Nov 26, 2007 | Nov 20, 2007 | -6 | Firm change | Other |
| WEALTH DEVELOPMENT STRATEGIES INVESTMENT ADVISORY, INC. | 1717 CAPITAL MANAGEMENT COMPANY | Dec 16, 2003 | Oct 16, 2002 | -426 | Firm change after gap | Other |