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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

HEATHER WOODY SNEAD

Advisor at CETERA INVESTMENT ADVISERS LLC

Midlothian, VA | MIDLOTHIAN, VA | RALEIGH, NC | CHARLOTTESVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59d321a4-e03a-ca8c-8478-0a1fcbebe997

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 20, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 17, 2013
First registration: May 20, 2013
Dual registered: yes, broker-dealer
Other names: HEATHER ELIZABETH WOODY
IAPD individual key: 5014925

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	RALEIGH, NC\|MIDLOTHIAN, VA\|Midlothian, VA\|CHARLOTTESVILLE, VA	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 1, 2017	Aug 10, 2023	no	MIDLOTHIAN, VA\|ST. PAUL, MN	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	May 20, 2013	Jan 10, 2017	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
BB&T SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Jan 10, 2017	Nov 1, 2017	295	Firm change	Other

Relationships

Registered with (3)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 1, 2017 to Aug 10, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
May 20, 2013 to Jan 10, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59d321a4-e03a-ca8c-8478-0a1fcbebe997
First observed: May 20, 2013
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HEATHER WOODY SNEAD

Advisor at CETERA INVESTMENT ADVISERS LLC

Midlothian, VA | MIDLOTHIAN, VA | RALEIGH, NC | CHARLOTTESVILLE, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59d321a4-e03a-ca8c-8478-0a1fcbebe997

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Aug 10, 2023

n/a

yes

RALEIGH, NC|MIDLOTHIAN, VA|Midlothian, VA|CHARLOTTESVILLE, VA

Current employment

SECURIAN FINANCIAL SERVICES, INC.

Former SEC adviser

Nov 1, 2017

Aug 10, 2023

MIDLOTHIAN, VA|ST. PAUL, MN

Previous registration

BB&T SECURITIES, LLC

Former SEC adviser

May 20, 2013

Jan 10, 2017

RICHMOND, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SECURIAN FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

Aug 10, 2023

Bulk transfer

RIA to ibd

BB&T SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

Jan 10, 2017

Nov 1, 2017

295

Firm change

Other