DFX Intelligence

S•• A•••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•• A•••••• W•••••• L••

CRD 324080

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Search this name across graphsid dfx:ria:59db1a69-207e-d42e-ccd9-0bd8879130ba

Data as of Mar 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2025 to Mar 31, 2025
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $523,175••• Locked
Discretionary RAUM: $523,175
Private client RAUM: $523,175derived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••••• R•••••	n/a	SAN A••••••, TX	3	11	2	no
D•••• E••• H••••	n/a	San Antonio, TX \| SAN A••••••, TX	1	10

Relationships

Registered with (2)

← D•••• E••• H••••Advisorregistration: current employment
Feb 27, 2025 to presentfactForm ADV
← D••••••• R•••••Advisorregistration: current employment
Aug 30, 2023 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59db1a69-207e-d42e-ccd9-0bd8879130ba
First observed: Mar 31, 2025
Last observed: Mar 31, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.