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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

PEREGRINE CAPITAL MANAGEMENT, LLC

CRD 110052

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:59de34e1-2408-3267-bdee-649618efe16e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 10
On other graphs: 0
Observed: Dec 15, 2011 to Mar 27, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.01 fund_share=0.53 institutional_share=0.45 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $4.1BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.1B
Private client RAUM: $43.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $1.4Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 28
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 61
High net worth clients: 6
SEC number: 801-21400
CIK: 764529
CRD: 110052
Filings on the tape: 34
First filed: Dec 15, 2011
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRIAN HOWARD DONOHUE	n/a	MINNEAPOLIS, MN	3	31	n/a	no
GARY EDWARD NUSSBAUM	n/a	MINNEAPOLIS, MN	3	36	n/a	no
ANDREW THOMAS FLIS	n/a	MINNEAPOLIS, MN	3	16	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ADAMS, STEFANIE, MUSGADES	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
BALLSRUD, JASON, RICHARD	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
COIN, TASSO, HARRY	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
GRIERSON, WILLIAM, AUSTEN	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
MERSKY, ROBERT, BRUCE	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
NUSSBAUM, GARY, EDWARD	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
PEREGRINE CAPITAL MANAGEMENT HOLDINGS, LLC	SOLE OWNER AND MEMBER	E	yes	08/2016	Sep 8, 2016	Mar 28, 2024
PUGH, DOUGLAS, GORDON	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024
SIMON, STEPHEN, GERARD	CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER	Na	yes	10/2020	Oct 29, 2020	Mar 28, 2024
VON KUSTER, PAUL, EDWARD	Governor	F	yes	08/2016	Dec 15, 2011	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$4.1B	$4.1B	28	11	0	n/a	n/a
2024	Mar 25, 2025	$4.3B	$4.2B	28	11	0	n/a	n/a
2023	Mar 28, 2024	$4.2B	$4.1B	29	12	0	n/a	n/a
2022	Mar 28, 2023	$3.9B	$3.8B	29	13	0	n/a	n/a
2021	Mar 25, 2022	$5.9B	$5.8B	27	11	0	n/a	n/a
2020	Mar 23, 2021	$5.8B	$5.8B	28	11	0	n/a	n/a
2019	Mar 27, 2020	$4.4B	$4.4B	28	10	0	n/a	n/a
2018	Mar 28, 2019	$3.9B	$3.9B	28	10	0	n/a	n/a
2017	Mar 20, 2018	$4.4B	$4.4B	27	11	0	n/a	n/a
2016	Mar 13, 2017	$4.0B	$4.0B	29	11	n/a	n/a	n/a
2015	Mar 17, 2016	$3.0B	$3.0B	29	11	n/a	n/a	n/a
2014	Mar 23, 2015	$2.5B	$2.5B	32	11	n/a	n/a	n/a
2013	Mar 14, 2014	$2.4B	$2.4B	31	12	n/a	n/a	n/a
2012	Mar 15, 2013	$2.5B	$2.5B	31	11	n/a	n/a	n/a
2011	Mar 21, 2012	$2.6B	$2.6B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.1B	$4.3B	-4.4%	$3.9B	1.4%	28	28	0	0

Relationships

Registered with (3)

← BRIAN HOWARD DONOHUEAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV
← GARY EDWARD NUSSBAUMAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV
← ANDREW THOMAS FLISAdvisorregistration: current employment
Apr 24, 2023 to presentfactForm ADV

Controls (10)

← PUGH, DOUGLAS, GORDONOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← ADAMS, STEFANIE, MUSGADESOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← GRIERSON, WILLIAM, AUSTENOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← BALLSRUD, JASON, RICHARDOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← MERSKY, ROBERT, BRUCEOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← VON KUSTER, PAUL, EDWARDOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← NUSSBAUM, GARY, EDWARDOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← COIN, TASSO, HARRYOwnerGOVERNOR, ownership code F, individual
Dec 15, 2011 to Mar 28, 2024factForm ADV
← SIMON, STEPHEN, GERARDOwnerCHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER, ownership code NA, individual
Oct 29, 2020 to Mar 28, 2024factForm ADV
← PEREGRINE CAPITAL MANAGEMENT HOLDINGS, LLCOwnerSOLE OWNER AND MEMBER, ownership code E, domestic entity
Sep 8, 2016 to Mar 28, 2024factForm ADV

Dated events

Occurred
Nov 27, 2023
Control person left
John Daniel Hagen (Governor) no longer on Schedule A of Peregrine Capital Management, Llc (listed 2023-03-28, absent 2023-11-27)
Form ADVobserved 4 days ago
Occurred
Mar 28, 2023
Regulatory AUM changed
Peregrine Capital Management, Llc reported RAUM $3.9B, down 34% from $5.9B (2023-01-23 to 2023-03-28)
Form ADVobserved 4 days ago
$-2.0B
Occurred
Mar 28, 2023
Control person left
Nmn Hema Nealon (Governor) no longer on Schedule A of Peregrine Capital Management, Llc (listed 2023-01-23, absent 2023-03-28)
Form ADVobserved 4 days ago
Occurred
Mar 23, 2021
Regulatory AUM changed
Peregrine Capital Management, Llc reported RAUM $5.8B, up 32% from $4.4B (2020-10-30 to 2021-03-23)
Form ADVobserved 4 days ago
$1.4B
Occurred
Mar 23, 2021
Control person left
Patrick James Ross (Governor) no longer on Schedule A of Peregrine Capital Management, Llc (listed 2020-10-30, absent 2021-03-23)
Form ADVobserved 4 days ago
Occurred
Oct 29, 2020
Control person joined
Gerard Stephen Simon (Chief Compliance Officer) appeared on Schedule A of Peregrine Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Aug 11, 2020
Control person left
Marie Christine Mullady (Chief Compliance Officer) no longer on Schedule A of Peregrine Capital Management, Llc (listed 2020-06-24, absent 2020-08-11)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2020
Control person left
Steele David Lunt (Governor) no longer on Schedule A of Peregrine Capital Management, Llc (listed 2019-04-15, absent 2020-03-27)
Form ADVobserved 4 days ago
Occurred
Apr 15, 2019
Control person joined
Hema Nealon (Coo, Cfo) appeared on Schedule A of Peregrine Capital Management, Llc
Form ADVobserved 4 days ago
Occurred
Sep 8, 2016
Succession filed (Item 4)
Peregrine Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59de34e1-2408-3267-bdee-649618efe16e
First observed: Dec 15, 2011
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEREGRINE CAPITAL MANAGEMENT, LLC

CRD 110052

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59de34e1-2408-3267-bdee-649618efe16e

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRIAN HOWARD DONOHUE

n/a

MINNEAPOLIS, MN

n/a

GARY EDWARD NUSSBAUM

n/a

MINNEAPOLIS, MN

n/a

ANDREW THOMAS FLIS

n/a

MINNEAPOLIS, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ADAMS, STEFANIE, MUSGADES

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

BALLSRUD, JASON, RICHARD

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

COIN, TASSO, HARRY

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

GRIERSON, WILLIAM, AUSTEN

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

MERSKY, ROBERT, BRUCE

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

NUSSBAUM, GARY, EDWARD

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

PEREGRINE CAPITAL MANAGEMENT HOLDINGS, LLC

SOLE OWNER AND MEMBER

yes

08/2016

Sep 8, 2016

Mar 28, 2024

PUGH, DOUGLAS, GORDON

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

SIMON, STEPHEN, GERARD

CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER

yes

10/2020

Oct 29, 2020

Mar 28, 2024

VON KUSTER, PAUL, EDWARD

Governor

yes

08/2016

Dec 15, 2011

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$4.1B

n/a

2024

Mar 25, 2025

$4.3B

$4.2B

n/a

2023

Mar 28, 2024

$4.2B

$4.1B

n/a

2022

Mar 28, 2023

$3.9B

$3.8B

n/a

2021

Mar 25, 2022

$5.9B

$5.8B

n/a

2020

Mar 23, 2021

$5.8B

n/a

2019

Mar 27, 2020

$4.4B

n/a

2018

Mar 28, 2019

$3.9B

n/a

2017

Mar 20, 2018

$4.4B

n/a

2016

Mar 13, 2017

$4.0B

n/a

2015

Mar 17, 2016

$3.0B

n/a

2014

Mar 23, 2015

$2.5B

n/a

2013

Mar 14, 2014

$2.4B

n/a

2012

Mar 15, 2013

$2.5B

n/a

2011

Mar 21, 2012

$2.6B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.1B

$4.3B

-4.4%

$3.9B

1.4%