DFX Intelligence

W•••••• R••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

W•••••• R••• W••••••

Advisor at H••••• C•••••• A•••••••• I•••

CHICAGO, IL | Chicago, IL

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Search this name across graphsid dfx:ria:59ed1088-6fd1-bf4f-cfaa-c47514876c02

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• C•••••• A•••••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• C•••••• A•••••••• I•••	Asset manager	Feb 27, 2024	n/a	yes	Chicago, IL\|CHICAGO, IL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Oct 31, 2023	Feb 23, 2024	no	WEEHAWKEN, NJ\|Chicago, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	H••••• C•••••• A•••••••• I•••	Feb 23, 2024	Feb 27, 2024	4	Firm change	Other

Relationships

Registered with (2)

→ H••••• C•••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 27, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2023 to Feb 23, 2024factForm ADV

Dated events

Occurred
Feb 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59ed1088-6fd1-bf4f-cfaa-c47514876c02
First observed: Oct 31, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.