DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

COLONY CAPITAL, LLC

CRD 161270

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59ee2e97-08df-58b4-159e-38d163101151

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 0
On other graphs: 1
Observed: Feb 14, 2012 to Mar 31, 2015
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Colony Capital, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.4BItem 5.F on the latest filing (2015-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 225
Advisory employees: 60
Accounts: 43
Private funds: 43Schedule D 7.B(1)
Private fund GAV: $9.4Bgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-73795
CRD: 161270
Filings on the tape: 8
First filed: Feb 14, 2012
Latest filed: Mar 31, 2015
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COLKART INVESTMENT SCS	Real Estate Fund	$383M	Mar 31, 2015	2	Mar 31, 2015	reported	n/a
DATA CENTER II S.C.A.	Real Estate Fund	$174M	Mar 31, 2015	2	Mar 31, 2015	reported	n/a
COLKART INVESTMENT II SCS	Real Estate Fund	$85.4M	Mar 31, 2015	1	Mar 31, 2015	reported	n/a
COLONY HR CO-INVESTMENT PARTNERS, L.P.	Real Estate Fund	$51.8M	Jun 10, 2014	14	Feb 14, 2012	reported	n/a
COLONY HR CO-INVESTMENT PARTNERS II, L.P.	Real Estate Fund	$46.0M	Jun 10, 2014	2	Feb 14, 2012	reported	n/a
DATA GENPAR MASTER VEHICLE S.C.S.	Real Estate Fund	$23.8M	Mar 31, 2015	2	Mar 31, 2015	reported	n/a
COLONY HR CO-INVESTMENT PARTNERS III, LP	Real Estate Fund	$20.1M	Jun 10, 2014	2	Feb 14, 2012	reported	n/a
DATA SERVICES II S.C.A.	Real Estate Fund	$9.8M	Mar 31, 2015	2	Mar 31, 2015	reported	n/a
YANGTZE SPECIAL SITUATIONS FUND L.P.	Real Estate Fund	$9.3M	Aug 26, 2013	6	Feb 14, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARRACK, THOMAS, JOSEPH	CHIEF EXECUTIVE OFFICER	E	yes	08/1992	Feb 14, 2012	Mar 31, 2015
BARRACK, THOMAS, JOSEPH	President	E	yes	03/1985	Feb 14, 2012	Mar 31, 2015
GRUNZWEIG, JONATHAN, HOWARD	SENIOR VICE PRESIDENT	Na	yes	04/1999	Feb 14, 2012	Mar 31, 2015
HEDSTROM, MARK, MELVIN	CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER & SECRETARY	Na	yes	04/1995	Feb 14, 2012	Mar 31, 2015
SALTZMAN, RICHARD, BRETT	President	Na	yes	05/2003	Feb 14, 2012	Mar 31, 2015
TOBAR PROPERTIES, INC.	Member	B	yes	03/1985	Jun 10, 2014	Mar 31, 2015
SANDERS, RONALD, MARK	GENERAL COUNSEL	Na	no	11/2004	Feb 14, 2012	Mar 31, 2015
SCHWARTZMAN, LEON	CHIEF COMPLIANCE OFFICER	Na	no	03/2012	Aug 26, 2013	Mar 31, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 46

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLONY REALTY PARTNERS, LLC	n/a	Former SEC adviser	$2.6B	N	yes	n/a
CCAP KOREA, LLC	n/a	n/a	n/a	Y	no	n/a
CFI SAFE HOLDINGS A, LLC	n/a	n/a	n/a	N	yes	n/a
CFI SAFE HOLDINGS B, LLC	n/a	n/a	n/a	N	yes	n/a
CFI SAFE HOLDINGS C, LLC	n/a	n/a	n/a	N	yes	n/a
COL INVEST ITALY S.R.L.	n/a	n/a	n/a	N	yes	n/a
COLCOGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
COLFIN COBALT GENERAL PARTNER, LLC	n/a	n/a	n/a	N	yes	n/a
COLHMGP STRATEGIC PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY 2011 ADC CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY ADVISORS, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY ASIA CAPITAL, LLC	n/a	n/a	n/a	Y	no	n/a
COLONY AXLE CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY BULLS CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (PARALLEL) VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL (US) VIII, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL ASIA LIMITED	n/a	n/a	n/a	Y	no	n/a
COLONY CAPITAL CREDIT II, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT III, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL CREDIT, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL III, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL IV, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL MENA, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL S.A.R.L.	n/a	n/a	n/a	Y	no	n/a
COLONY CAPITAL V, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL VI, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL VII, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY CAPITAL, L.P.	n/a	n/a	n/a	N	yes	n/a
COLONY FINANCIAL MANAGER, LLC	n/a	n/a	n/a	Y	no	n/a
COLONY ITALIA S.R.L.	n/a	n/a	n/a	Y	no	n/a
COLONY MF5 CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY MILESTONE CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY RESORTS LVH CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY RETAIL EUROPE III SARL	n/a	n/a	n/a	N	no	n/a
COLONY SANTS CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY SMERALDA CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY THL CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONY THL K CO-INVESTMENT GENPAR, LLC	n/a	n/a	n/a	N	yes	n/a
COLONYGP AMERICAN HOMES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Irvine	CA	United States	n/a	no
Boston	Ma	United States	n/a	no
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 31, 2015	$9.4B	$9.4B	225	60	n/a	43	$9.4B
2013	Apr 1, 2014	$6.8B	$6.8B	164	44	n/a	38	$6.9B
2012	Apr 1, 2013	$5.5B	$5.5B	138	41	n/a	36	$5.4B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$9.4B	$6.8B	38.4%	n/a	n/a	225	164	n/a	n/a

Relationships

Affiliated with (3)

→ COLONY REALTY PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← COLONY REALTY PARTNERS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← COLONY INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Advises (9)

→ COLKART INVESTMENT SCSPrivate fundReal Estate Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ COLKART INVESTMENT II SCSPrivate fundReal Estate Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ DATA SERVICES II S.C.A.Private fundReal Estate Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ DATA CENTER II S.C.A.Private fundReal Estate Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ DATA GENPAR MASTER VEHICLE S.C.S.Private fundReal Estate Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ COLONY HR CO-INVESTMENT PARTNERS II, L.P.Private fundReal Estate Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ COLONY HR CO-INVESTMENT PARTNERS III, LPPrivate fundReal Estate Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ COLONY HR CO-INVESTMENT PARTNERS, L.P.Private fundReal Estate Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ YANGTZE SPECIAL SITUATIONS FUND L.P.Private fundReal Estate Fund, IA, no longer reported
Feb 14, 2012 to Aug 26, 2013factForm ADV

Controls (5)

← BARRACK, THOMAS, JOSEPHOwnerPRESIDENT, ownership code E, individual
Feb 14, 2012 to presentfactForm ADV
← HEDSTROM, MARK, MELVINOwnerCHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER & SECRETARY, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← GRUNZWEIG, JONATHAN, HOWARDOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← SALTZMAN, RICHARD, BRETTOwnerPRESIDENT, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV
← TOBAR PROPERTIES, INC.OwnerMEMBER, ownership code B, domestic entity
Jun 10, 2014 to presentfactForm ADV

Owns (2)

← SCHWARTZMAN, LEONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 26, 2013 to presentfactForm ADV
← SANDERS, RONALD, MARKOwnerGENERAL COUNSEL, ownership code NA, individual
Feb 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59ee2e97-08df-58b4-159e-38d163101151
First observed: Feb 14, 2012
Last observed: Mar 31, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COLONY CAPITAL, LLC

CRD 161270

SANTA MONICA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59ee2e97-08df-58b4-159e-38d163101151

Data as of Mar 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:19 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COLKART INVESTMENT SCS

Real Estate Fund

$383M

Mar 31, 2015

reported

n/a

DATA CENTER II S.C.A.

Real Estate Fund

$174M

Mar 31, 2015

reported

n/a

COLKART INVESTMENT II SCS

Real Estate Fund

$85.4M

Mar 31, 2015

reported

n/a

COLONY HR CO-INVESTMENT PARTNERS, L.P.

Real Estate Fund

$51.8M

Jun 10, 2014

Feb 14, 2012

reported

n/a

COLONY HR CO-INVESTMENT PARTNERS II, L.P.

Real Estate Fund

$46.0M

Jun 10, 2014

Feb 14, 2012

reported

n/a

DATA GENPAR MASTER VEHICLE S.C.S.

Real Estate Fund

$23.8M

Mar 31, 2015

reported

n/a

COLONY HR CO-INVESTMENT PARTNERS III, LP

Real Estate Fund

$20.1M

Jun 10, 2014

Feb 14, 2012

reported

n/a

DATA SERVICES II S.C.A.

Real Estate Fund

$9.8M

Mar 31, 2015

reported

n/a

YANGTZE SPECIAL SITUATIONS FUND L.P.

Real Estate Fund

$9.3M

Aug 26, 2013

Feb 14, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARRACK, THOMAS, JOSEPH

CHIEF EXECUTIVE OFFICER

yes

08/1992

Feb 14, 2012

Mar 31, 2015

BARRACK, THOMAS, JOSEPH

President

yes

03/1985

Feb 14, 2012

Mar 31, 2015

GRUNZWEIG, JONATHAN, HOWARD

SENIOR VICE PRESIDENT

yes

04/1999

Feb 14, 2012

Mar 31, 2015

HEDSTROM, MARK, MELVIN

CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, TREASURER & SECRETARY

yes

04/1995

Feb 14, 2012

Mar 31, 2015

SALTZMAN, RICHARD, BRETT

President

yes

05/2003

Feb 14, 2012

Mar 31, 2015

TOBAR PROPERTIES, INC.

Member

yes

03/1985

Jun 10, 2014

Mar 31, 2015

SANDERS, RONALD, MARK

GENERAL COUNSEL

11/2004

Feb 14, 2012

Mar 31, 2015

SCHWARTZMAN, LEON

CHIEF COMPLIANCE OFFICER

03/2012

Aug 26, 2013

Mar 31, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLONY REALTY PARTNERS, LLC

n/a

Former SEC adviser

$2.6B

yes

n/a

CCAP KOREA, LLC

n/a

CFI SAFE HOLDINGS A, LLC

n/a

yes

n/a

CFI SAFE HOLDINGS B, LLC

n/a

yes

n/a

CFI SAFE HOLDINGS C, LLC

n/a

yes

n/a

COL INVEST ITALY S.R.L.

n/a

yes

n/a

COLCOGP STRATEGIC PARTNERS, LLC

n/a

yes

n/a

COLFIN COBALT GENERAL PARTNER, LLC

n/a

yes

n/a

COLHMGP STRATEGIC PARTNERS, LLC

n/a

yes

n/a

COLONY 2011 ADC CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY ADVISORS, LLC

n/a

yes

n/a

COLONY ASIA CAPITAL, LLC

n/a

COLONY AXLE CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY BULLS CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY CAPITAL (PARALLEL) NA-RE VIII, LLC

n/a

yes

n/a

COLONY CAPITAL (PARALLEL) VIII, LLC

n/a

yes

n/a

COLONY CAPITAL (US) VIII, LLC

n/a

yes

n/a

COLONY CAPITAL ASIA LIMITED

n/a

COLONY CAPITAL CREDIT II, L.P.

n/a

yes

n/a

COLONY CAPITAL CREDIT III, L.P.

n/a

yes

n/a

COLONY CAPITAL CREDIT, L.P.

n/a

yes

n/a

COLONY CAPITAL III, L.P.

n/a

yes

n/a

COLONY CAPITAL IV, L.P.

n/a

yes

n/a

COLONY CAPITAL MENA, LLC

n/a

yes

n/a

COLONY CAPITAL S.A.R.L.

n/a

COLONY CAPITAL V, L.P.

n/a

yes

n/a

COLONY CAPITAL VI, L.P.

n/a

yes

n/a

COLONY CAPITAL VII, L.P.

n/a

yes

n/a

COLONY CAPITAL, L.P.

n/a

yes

n/a

COLONY FINANCIAL MANAGER, LLC

n/a

COLONY ITALIA S.R.L.

n/a

COLONY MF5 CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY MILESTONE CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY RESORTS LVH CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY RETAIL EUROPE III SARL

n/a

COLONY SANTS CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY SMERALDA CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY THL CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONY THL K CO-INVESTMENT GENPAR, LLC

n/a

yes

n/a

COLONYGP AMERICAN HOMES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Irvine

United States

n/a

Boston

United States

n/a

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 31, 2015

$9.4B

225

n/a

$9.4B

2013

Apr 1, 2014

$6.8B

164

n/a

$6.9B

2012

Apr 1, 2013

$5.5B

138

n/a

$5.4B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$9.4B

$6.8B

38.4%

n/a

225

164

n/a