DFX Intelligence

P•••••• D• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

P•••••• D• A••••

Advisor at S•••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:59f3b6da-1f7d-f842-ff11-8b0b31168cb2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 6, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••	Bd affiliated wealth	Jan 2, 2026	n/a	yes	LOS ANGELES, CA	Current employment
S•••••••• W•••••• L••	Independent wealth	Oct 14, 2020	Jun 10, 2022	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W•••••• L••	S•••	Jun 10, 2022	Jan 2, 2026	1,302	Firm change after gap	RIA to ibd
P••••••• C••••••	S•••••••• W•••••• L••	Dec 1, 2020	Oct 14, 2020

Relationships

Registered with (5)

→ S•••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ S•••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 14, 2020 to Jun 10, 2022factForm ADV
→ P••••••• C••••••Registered adviserregistration: previous registration
Jun 6, 2017 to Dec 1, 2020factForm ADV
→ M••••• S••••••Registered adviser

Dated events

Occurred
Jun 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59f3b6da-1f7d-f842-ff11-8b0b31168cb2
First observed: May 6, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.