DFX Intelligence

J•••••• W••••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

J•••••• W••••• I••

Advisor at V••••• A•••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:59ff68ad-0a6d-c021-2adc-65c116bbb81a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 20, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• A•••••••• L••	State registered	Sep 2, 2011	n/a	yes	HOUSTON, TX	Current employment
C••••• A••••••• L••	Former SEC adviser	Apr 7, 2009	Sep 2, 2011	no	GREENWOOD VILLAGE, CO\|HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	V••••• A•••••••• L••	Sep 2, 2011	Sep 2, 2011	0	Firm change	Other
M••••• S•••••• • C•• L••	C••••• A••••••• L••	Mar 24, 2009	Apr 7, 2009

Relationships

Registered with (5)

→ V••••• A•••••••• L••Registered adviserregistration: current employment
Sep 2, 2011 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Apr 7, 2009 to Sep 2, 2011factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Jun 13, 2008 to Mar 24, 2009factForm ADV
→ W•••• F•••• A•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59ff68ad-0a6d-c021-2adc-65c116bbb81a
First observed: May 23, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.