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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NEWBURY CAPITAL MANAGEMENT, LLC

CRD 148516

SOUTH PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59fffb0c-c884-74bf-b09f-7fe063b5773e

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2017 to Mar 12, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $154MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $143M
Private client RAUM: $145MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $38.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 437
Individual clients: 343
High net worth clients: 87
SEC number: 801-110353
CRD: 148516
Filings on the tape: 15
First filed: Mar 31, 2017
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, CA
Website: newburyllc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JON CHRISTOPHER LAM	n/a	SOUTH PASADENA, CA	17	38	3	no
KEITH DOUGLAS WEINBAUM	n/a	Roseville, CA \| SOUTH PASADENA, CA	1	25	3	no
STUART MICHAEL SNEDDON	Chartered Financial Analyst	SOUTH PASADENA, CA	1	29	1	no
EDWARD BARNETT	n/a	SOUTH PASADENA, CA	0	22	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LAM, JON, CHRISTOPHER	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	C	yes	07/2009	Mar 31, 2017	Apr 10, 2024
SNEDDON, STUART, MICHAEL	MANAGING MEMBER	C	yes	07/2009	Mar 31, 2017	Apr 10, 2024
BARNETT, EDWARD	OWNER/MEMBER	A	no	12/2015	Mar 31, 2017	Apr 10, 2024
PEREIASLAVTSEV, ANTON	OWNER/MEMBER	A	no	07/2009	Mar 31, 2017	Apr 10, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 12, 2026	$154M	$143M	5	4	n/a	n/a
2024	Mar 12, 2025	$144M	$134M	4	4	n/a	n/a
2023	Mar 27, 2024	$143M	$133M	5	4	n/a	n/a
2022	Mar 6, 2023	$139M	$131M	5	4	n/a	n/a
2021	Mar 21, 2022	$156M	$147M	5	4	n/a	n/a
2020	Mar 3, 2021	$152M	$144M	5	4	n/a	n/a
2019	Feb 25, 2020	$148M	$141M	5	4	n/a	n/a
2018	Feb 25, 2019	$127M	$117M	5	3	n/a	n/a
2017	Mar 15, 2018	$122M	$115M	5	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$154M	$144M	6.8%	$139M	3.6%	5	4	0	0

Relationships

Registered with (4)

← EDWARD BARNETTAdvisorregistration: current employment
Nov 10, 2025 to presentfactForm ADV
← STUART MICHAEL SNEDDONAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← KEITH DOUGLAS WEINBAUMAdvisorregistration: current employment
Nov 20, 2024 to presentfactForm ADV
← JON CHRISTOPHER LAMAdvisorregistration: current employment
Jul 1, 2009 to presentfactForm ADV

Controls (2)

← LAM, JON, CHRISTOPHEROwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 31, 2017 to Apr 10, 2024factForm ADV
← SNEDDON, STUART, MICHAELOwnerMANAGING MEMBER, ownership code C, individual
Mar 31, 2017 to Apr 10, 2024factForm ADV

Owns (2)

← PEREIASLAVTSEV, ANTONOwnerOWNER/MEMBER, ownership code A, individual
Mar 31, 2017 to Apr 10, 2024factForm ADV
← BARNETT, EDWARDOwnerOWNER/MEMBER, ownership code A, individual
Mar 31, 2017 to Apr 10, 2024factForm ADV

Dated events

Occurred
Mar 31, 2017
First Form ADV filing
Newbury Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:59fffb0c-c884-74bf-b09f-7fe063b5773e
First observed: Mar 31, 2017
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEWBURY CAPITAL MANAGEMENT, LLC

CRD 148516

SOUTH PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:59fffb0c-c884-74bf-b09f-7fe063b5773e

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JON CHRISTOPHER LAM

n/a

SOUTH PASADENA, CA

KEITH DOUGLAS WEINBAUM

n/a

Roseville, CA | SOUTH PASADENA, CA

STUART MICHAEL SNEDDON

Chartered Financial Analyst

SOUTH PASADENA, CA

EDWARD BARNETT

n/a

SOUTH PASADENA, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LAM, JON, CHRISTOPHER

MANAGING MEMBER & CHIEF COMPLIANCE OFFICER

yes

07/2009

Mar 31, 2017

Apr 10, 2024

SNEDDON, STUART, MICHAEL

MANAGING MEMBER

yes

07/2009

Mar 31, 2017

Apr 10, 2024

BARNETT, EDWARD

OWNER/MEMBER

12/2015

Mar 31, 2017

Apr 10, 2024

PEREIASLAVTSEV, ANTON

OWNER/MEMBER

07/2009

Mar 31, 2017

Apr 10, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$154M

$143M

n/a

2024

Mar 12, 2025

$144M

$134M

n/a

2023

Mar 27, 2024

$143M

$133M

n/a

2022

Mar 6, 2023

$139M

$131M

n/a

2021

Mar 21, 2022

$156M

$147M

n/a

2020

Mar 3, 2021

$152M

$144M

n/a

2019

Feb 25, 2020

$148M

$141M

n/a

2018

Feb 25, 2019

$127M

$117M

n/a

2017

Mar 15, 2018

$122M

$115M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$154M

$144M

6.8%

$139M

3.6%