DFX Intelligence

D••• B••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

D••• B••• W•••••••

Advisor at S•••••• A•••••••• I•••

BELLINGHAM, WA

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Search this name across graphsid dfx:ria:5a01be15-35bd-f0f1-4760-97153bb7c82e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A•••••••• I•••	Independent wealth	May 5, 2015	n/a	yes	BELLINGHAM, WA	Current employment
F•••••••• F•••••••• A•••••••• I•••	Former SEC adviser	Aug 10, 2012	Oct 1, 2015	no	BELLINGHAM, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• F•••••••• A•••••••• I•••	S•••••• A•••••••• I•••	Oct 1, 2015	May 5, 2015	-149	Firm change after gap	Other
M••••• S••••••	F•••••••• F•••••••• A•••••••• I•••	Aug 16, 2012	Aug 10, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
164267:188511:WA:2015-10-01	Oct 1, 2015	May 5, 2015	BELLINGHAM, WA	Firm change after gap

Relationships

Registered with (4)

→ S•••••• A•••••••• I•••Registered adviserregistration: current employment
May 5, 2015 to presentfactForm ADV
→ F•••••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2012 to Oct 1, 2015factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Aug 16, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a01be15-35bd-f0f1-4760-97153bb7c82e
First observed: Mar 29, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.