DFX Intelligence

F••••• F••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

F••••• F••••• W•••••• L••

CRD 168254

WOODBURY, NY

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Search this name across graphsid dfx:ria:5a08f93e-f124-4101-16f0-b814236812e4

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 1
Observed: Jul 9, 2013 to Mar 3, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F••••• F••••• W•••••• L••

Family office · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $1.4Bderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $288Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••••• R•••••• B•••	n/a	WOODBURY, NY	9	30	n/a	no
H••••• L•• R•••••	n/a	WOODBURY, NY	5	46

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• J•••••••• R••••••	CHIEF EXECUTIVE OFFICER AND MEMBER	Na	yes	11/2013	Mar 3, 2026	Mar 3, 2026
F••••• F••••• W••••• H••••••••	Member	E	yes	06/2021	Mar 3, 2026	Mar 3, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.2B	19.9%	$849M	19.3%	8	9	0	0

Relationships

Controls (5)

← B•••• J•••••••• R••••••OwnerMEMBER, ownership code E, individual
Nov 8, 2013 to Apr 22, 2024factForm ADV
← F••••• F••••• W••••• H••••••••OwnerMEMBER, ownership code E, domestic entity
Mar 3, 2026 to presentfactForm ADV
← S••••••• B••••• D••••••OwnerCHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 3, 2026 to presentfactForm ADV
← F•• L•••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Jul 7, 2021 to Apr 22, 2024

Dated events

Occurred
Mar 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 9, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5a08f93e-f124-4101-16f0-b814236812e4
First observed: Jul 9, 2013
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.